Regulatory Compliance & Enforcement

At Imperial Shield PLLC, we understand that in today’s global business environment, even minor regulatory violations can result in significant financial penalties, asset seizures and forfeiture, and irreparable reputational damage. From international trade disputes to federal investigations involving anti-corruption or sanctions violations, the legal risks of doing business across borders are complex, fast-moving, and high stakes.

Our firm provides nationwide legal counsel in federal compliance, helping companies, executives, and entrepreneurs maintain full compliance with U.S. business regulations, navigate international legal obligations, and defend against civil enforcement actions that threaten their assets and operations.

Our Services

  • Cross-Border Trade Compliance

    Cross-Border Trade Compliance

    International trade involves complex customs laws, export controls, and trade agreements. We advise: U.S. businesses and importers/exporters on U.S. customs classification & valuation; Tariff mitigation & exclusions; EAR & ITAR compliance; Trade agreements (USMCA, WTO); and, Supply chain audits & risk reviews. We help protect trade operations and avoid enforcement actions.

  • Regulatory Compliance for International Transactions

    Regulatory Compliance for International Transactions

    As companies grow globally, they face overlapping U.S. and foreign compliance rules. Violations may lead to blocked deals, frozen assets, license loss, or fines. We advise on: AML laws & compliance programs; U.S. export controls; Foreign investment reviews (e.g., CFIUS); Product labeling, health & safety standards; M& A/joint venture due diligence. We help clients operate across borders with confidence and compliance.

  • Tax documents on a black surface, including forms for tax withholding and estimated taxes, a calculator displaying zero, a black pen, a coffee cup filled with coffee, an envelope, and sticky notes.

    Sanctions and Trade Restrictions

    U.S. sanctions laws, mainly enforced by OFAC, restrict trade with certain individuals, entities, and nations. Violations can lead to frozen accounts, blocked payments, civil fines, or criminal charges. We help clients comply with: OFAC rules & licenses; IEEPA requirements; Sanctions screening (SDN/denied lists); and, OFAC subpoenas & enforcement. We develop legal strategies to reduce sanctions risk and protect assets.

  • Intellectual Property (IP) Compliance in Trade

    Intellectual Property (IP) Compliance in Trade

    CBP and other U.S. agencies enforce IP rights at the border. Violations may lead to seizures, gray market issues, fines, or business disruption. We assist with: CBP IP recordation & enforcement; Lanham Act compliance; DMCA responses; and, Import of branded/patented goods. We help register IP with CBP, respond to seizures, and reduce IP risks tied to imports and gray-market exposure.

  • Anti-Corruption and Bribery Compliance (FCPA Defense)

    Anti-Corruption and Bribery Compliance (FCPA Defense)

    Allegations of bribery or improper payments to foreign officials can trigger DOJ/SEC investigations, asset forfeiture, contract exclusion, and reputational harm. We help companies comply with the FCPA through: Third-party due diligence; Internal controls & reporting; Federal investigation defense; and, Advice on high-risk deals. We offer proactive compliance and legal defense to mitigate risk.

If your assets have been seized or you face forfeiture actions, Imperial Shield PLLC is ready to defend your rights and recover what is rightfully yours. Visit our Civil Asset Forfeiture section to understand how we fight to protect individuals and businesses alike.